annual checks

We are required by the FCA to ensure that all our Appointment Representative Firms and all Advisers are solvent and suitable to conduct financial advice.  This monitoring will be undertaken on a regular annual basis.

This information will then assist us in re-certifying your competency status with the FCA.

All you need to do is start left from right. Each time you complete a form, you will be taken to the next until all are finished. You only need to give any real detail where it is appropriate and a vast majority will be able to complete this task very quickly.

If you have any questions or concerns with relation to the content of these forms, please talk to pete.burgess@financeplanning.co.uk as he is here to help you.

If you experience any technical difficulty with the forms themselves, please contact mark.ninnim@financeplanning.co.uk.