fitness and propriety We are required by the FCA to ensure that all our Appointment Representative Firms and all Advisers are solvent and suitable to conduct financial advice. This monitoring will be undertaken on a regular annual basis. ΔFirst Name Last Name Firm Name Have you been convicted of any criminal offence (whether spent or not)? Yes NoPlease provide further information here: Are you, or have you been, the subject of any criminal proceedings, whether in the UK or elsewhere? Yes NoPlease provide further information here: Have you been convicted of any traffic offences, resulting in a ban from driving? Yes NoPlease provide further information here: Have you been the subject of a judgement debt or award against you? Yes NoPlease provide further information here: Have you been disqualified from acting as a director or similar position? Yes NoPlease provide further information here: Have you filed for bankruptcy, been adjudged bankrupt, or made any arrangements with your creditors? Yes NoPlease provide further information here: (If the previous answer was “yes”) Where you have existing arrangements with creditors, have you maintained payments in accordance with any agreements? Yes NoPlease provide further information here: Are you aware of any business interests, employment obligations, or any other circumstances, which may conflict with your performance as a mortgage and protection adviser? Yes NoPlease provide further information here: Upload any supporting documentation here. Choose File DeclarationI declare: That the information supplied in this declaration is complete and correct and I will notify promptly Finance Planning of any changes in the information I have supplied. I confirm that my dealings with Finance Planning will continue to be in an open and honest manner. Where I have answered ‘yes’ to any financial disclosures, I understand that I may be required to provide Finance Planning with a copy of a recent credit report. Where I have answered ‘yes’ to any disclosures concerning criminal proceedings or convictions, I understand that I may be required to provide further information, and Finance Planning reserves the right to request further information from a credit agency or the Disclosure and Barring Service (DBS).Signature Sign Here Submit Form