fitness and propriety

We are required by the FCA to ensure that all our Appointment Representative Firms and all Advisers are solvent and suitable to conduct financial advice.  This monitoring will be undertaken on a regular annual basis.

Declaration

I declare:

That the information supplied in this declaration is complete and correct and I will notify promptly Finance Planning of any changes in the information I have supplied.

I confirm that my dealings with Finance Planning will continue to be in an open and honest manner.

Where I have answered ‘yes’ to any financial disclosures, I understand that I may be required to provide Finance Planning with a copy of a recent credit report.

Where I have answered ‘yes’ to any disclosures concerning criminal proceedings or convictions, I understand that I may be required to provide further information, and Finance Planning reserves the right to request further information from a credit agency or the Disclosure and Barring Service (DBS).


Sign Here